This year, we've received many calls from brokers with concerns about their Form U4. We get the usual calls from some who know that something should be reported but has not been, or from some wondering if an event requires disclosure. We also get calls from some who wonder if there is a way to get reported events removed from their record. Lately, though, the calls to us were triggered because the broker was informed by his or her firm that the firm will be conducting background checks on each broker, and that has many brokers anxious. In this short video, I'll help you understand why this is happening and what you may need to know about it.