Knowledge is power, wrote Thomas Jefferson. Knowledge can put you on equal footing with others, and it helps you make wise decisions. Informed people almost always make better clients. To spread some knowledge and help you, we have prepared several free guides, blog posts and videos and other information and offer these as free resources for you.
Our blog has posts in our practice areas, and can be a great source of information.
Our YouTube channel has over 100 videos for you, covering frequently asked questions in our practice areas, to more specific issues of interest or concern.
And finally, below you’ll find our current free guide offers.
Financial Advisors are often concerned about keeping their Form U4 and CRD record clean. Marks against it can mean difficulty in getting jobs with certain firms, and they can certainly be off-putting to clients or prospects. The Financial Advisor’s Guide to a Cleaner Form U4 shares answers to FAQs about cleaning up a U4, and also gives answers to four questions that advisors should be asking about their U4, but often don’t. Request a download of this informative guide here.
Starting a new business in Georgia is exciting, but can also be challenging. In this free guide, we answer a few FAQs we often hear from people looking to start a new corporation or a LLC in Georgia. And, we share some questions that people ought to be asking, but often are not. Before you seek to start a new business, especially if you are going into business with someone else, read this guide first. Request a copy here for free.
What would happen to your child or children if you were not able to care from them, due to death or disability? No one likes to think about this, but the reality is that we owe it to our children, and ourselves, to put plans in place to protect our families if the worst happens. The good news is that this type of planning does not have to be hard, and that you can be in control of the process. This free guide tells you everything you need to know now to start the planning process so you can make the bests decisions for your family. Get your free guide today.
Regulatory investigations can have a serious impact on a financial advisor’s career. If you’ve received a regulatory request for information or an interview, before you do anything else, request a copy of this comprehensive book by attorney Joel Beck. Your career might be on the line, and you owe it to yourself, and your family, to treat these matters seriously. Request your free book here.