Investment Bankers and Expense Reimbursement Issues

Investment banks are apparently cracking down on reimbursement claims for car service and overtime meals for investment bankers. We've received multiple calls this week from bankers at different firms with concerns about internal reviews for reimbursement claims for car service or for after-hours meals. If you're facing an internal review for these reimbursements, we've got some information you need to know.

CFP (R) Investigation Defense

If you are a financial advisor who is a Certified Financial Planner ®, you should be careful when responding to a Notice of Investigation from the Certified Financial Planner Board of Standards, Inc. (the CFP Board). Sending you the Notice is the formal manner in which an investigation into your conduct is commenced by the […]