Joel Beck discusses a recent Court of Appeals of Georgia opinion that affirmed an injunction against a former employee of a business to prevent violations of a covenant not to compete and a covenant not to solicit. As discussed in this video and post, restrictive covenants in Georgia, if done correctly, can be enforced by the Georgia courts.
FINRA releases their annual examination priorities each year. In today's post, we highlight issues that financial advisors should focus on, as they may be areas receiving increased regulatory scrutiny this year.
We know that FINRA has been investigating numerous individuals who had worked at Fidelity, in connection with a benefit program they maintained, the Computer Equipment Purchase Assistance Program, which would allow employees to seek partial reimbursement for a personal computer purchase or related items every few years. Last week, on February 7, 2019, FINRA accepted […]