Preparing for Compliance with FINRA Rule 2273

On October 27, 2016, Joel Beck will present a webinar in partnership with Compliance Global, Inc., to help broker-dealer firms understand the requirements of the new educational communication distribution requirement under FINRA Rule 2273, and to help firms consider changes that may need to be made to their internal supervisory systems and controls in light of the rule’s requirements.

You can find out more information about this webinar, and register for the program, here.