Blog

Nov
03
2017
Joel Beck joined Jay Coulter on his podcast, The Resilient Advisor, this morning to discuss Morgan Stanley's exit from the Protocol for Broker Recruiting and what that might mean for financial advisors.
Nov
02
2017
Morgan Stanley has announced they are withdrawing from the Protocol for Broker Recruiting. What impact will this have on recruiting? And what should financial advisors make sure they understand?
Oct
27
2017
Parents should know that if their Will is not done right, the birth or adoption of a subsequent child could invalidate their Will. So, it's important to ensure that they periodically review their estate planning documents when significant changes occur. Doing so may help avoid a 10+ year battle over an estate, decided by a recent Georgia Supreme Court ruling.
Sep
29
2017
Financial advisors often have questions about outside business activities and their disclosure obligations. In today's short video, we discuss FINRA Rule 3270 relating to outside business activities.
Sep
25
2017
A financial advisor apparently traded his career for $731 in free parking. I think he got a very bad deal, as he lost his job and is now barred from being associated with any broker-dealer.

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