Blog

Jun
09
2017
On July 1, 2017, a new Power of Attorney act goes into effect in Georgia, and the new laws provide meaningful benefits to those who execute a written power of attorney in compliance with the new laws.
Jun
07
2017
What is a FINRA OTR, or on-the-record interview. In short, it is a formal interview by the FINRA staff, where a witness is under oath and the questions and answers are taken down by a court reporter. It is an investigative tool in certain investigations. If you are called to testify at an OTR, you should seek counsel, and be prepared for the interview.
Jun
05
2017
A frequent question we receive is this: What happens if I die without a Will? In this short video and blog post we answer that question.
Jun
05
2017
Each week we receive a question (or more) from financial advisors interested in cleaning up their Form U4 and removing negative disclosures. In response to these frequent questions, we've prepared a free report, The Financial Advisor's Guide to a Cleaner Form U4, that answers several FAQs, and also answers questions that advisors should be asking but often are not.
May
23
2017
One of the questions we get from time to time is do I need to redo my Will if I've had another child or if I've had my first child? That's a great question. In today's short video, we'll answer that question.

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